Abstract
In this paper, we focus on the existence of positive solutions for a singular Hessian equation with a negative augmented term. By finding more appropriate upper and lower solutions, we not only overcome the difficulty due to the negative augmented term but also remove a critical condition required in the existing work and establish new results for the existence of positive solutions of the equations under study. Our results improve and complement many existing works.
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1 Introduction
In this paper, we focus on the existence of positive solutions for the following singular augmented Hessian equation
where \({\Omega }\) is an open unit ball in \(\mathbb {R}^n\), \(k\le n<2k\), \(D^2u-\varsigma (x) I\) is an augmented Hessian matrix, obtained from the standard Hessian matrix by subtracting a lower order symmetric matrix function, \(\varrho _k(\mu (D^2u-\varsigma (x) I))\) is an augmented k-Hessian operator defined by
where \(\mu _1,\mu _2,...,\mu _n\) are the eigenvalues of the augmented Hessian matrix \(D^2u-\varsigma (x) I\), and
is the vector of eigenvalues of \(D^2u-\varsigma (x) I\).
The general augmented Hessian equation of the form
is a class of fully nonlinear partial differential equations, where \(\Omega \) is an open set in \(\mathbb {R}^n\), the scalar function F is defined on an open cone in the linear space \(S^{n\times n}\) of \(n\times n\) real symmetric matrices, \(A:\Omega \times \mathbb {R}\times \mathbb {R}^n\rightarrow S^{n\times n}\) is a symmetric matrix function and \(A:\Omega \times \mathbb {R}\times \mathbb {R}^n\rightarrow \mathbb {R}\) is a scalar function. Such questions arise in the study of optimal transportation, geometric optics and conformal geometry [1,2,3,4]. They can also be applied to Neumann problems arising from prescribed mean curvature problems in conformal geometry as well as general oblique boundary value problems for augmented k-Hessian, Hessian quotient equations and certain degenerate equations. Recently, Amal et al. [5] enlarged the pluri-potentiel theory for complex Hessian equations on certain bounded domains. They proved the Hölder continuity for the Hessian equation on a m-hyperconvex domain of m-subharmonic type k, and under suitable hypotheses on the data, the existence of Hölder continuity solutions to the Dirichlet problem was established. In a recent work [2], by assuming a natural convexity condition for the domain and some appropriate convexity conditions for the matrix function in the augmented Hessian equation, Jiang and Trudinger established the global regularity of classical elliptic solutions for the augmented Hessian Eq. (1.2) subject to an oblique boundary condition. In [4], by using various derivative estimates and barrier constructions, Jiang and Trudinger extended their previous results for the Monge-Ampère and k-Hessian cases to general classes of augmented Hessian equations under Dirichlet boundary conditions in Euclidean space. Recently, Dai [6] considered the augmented Hessian equations
in the whole space \(\mathbb {R}^n\) and in the half space \(\mathbb {R}^n_+:=\{x\in \mathbb {R}^n | x_n > 0\}\). The necessary and sufficient condition for the existence of classical subsolutions to the equations in \(\mathbb {R}^n\) for \(\varsigma (x) = \alpha ,\alpha \ge 0\), was established. The authors also obtained the nonexistence of positive viscosity subsolutions of the equations in \(\mathbb {R}^n\) or \(\mathbb {R}^n_+\) for \(f (u) = u^p, p>1\). By employing the method of upper and lower solutions, Zhang et al. [7] established a new result on the existence of radial solutions for the following eigenvalue problem of a singular augmented Hessian equation
where \({\Omega }\) is an open unit ball in \(\mathbb {R}^n\), in which \(n\in [k,2k]\), and the nonlinearity in f may be singular in some space variables. However there is a typo in (2.1) of [7], namely the \(-\lambda \alpha I\) in (2.1) should be replaced by \(+\lambda \alpha I\).
From [7] and the related literature, the case with the augmented term being \(-\lambda \alpha I\) has not been studied in detail. Thus motivated by the aforementioned work, in this paper, by optimizing the method of upper and lower solutions, we consider the existence of positive solutions for the singular augmented Hessian Eq. (1.1) when \(\varsigma (x)=\alpha , \alpha \ge 0\), and f satisfies the following basic assumption:
\((\textbf{G})\) \(f:(0,+\infty )\rightarrow (\alpha _0,+\infty )\) is continuous and non-increasing, where \(\alpha _0>(C_n^k)^{\frac{1}{k}}(\alpha +2)\).
Obviously, this case is more difficult to deal with than the case with \(\lambda \alpha I\) because it will affect the sign of the corresponding operator. The main contributions of this paper include the following aspects:
-
Derive a priori estimates for the first and second derivatives to overcome the difficulty due to the negative augmented term;
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Derive more appropriate upper and lower solutions which is usually difficult;
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Remove an essential condition \((\textbf{H}_{2})\) of [7] which is crucial in the proof of the work [7];
-
Establish various new results for the existence of positive solutions for the singular augmented Hessian Eq. (1.1), filling the gap in the work [7].
Our work is related to some recent works on other Hessian equation [8,9,10,11,12,13], and improve and generalize some results in [14, 15, 25,26,27]. In addition, this work is related to some recent works on theories and methods of analysis and numerical techniques such as fixed-point theory [18,19,20,21], method of reduction of dimension [22], function spaces theories [23, 28,29,30,31], regularity theories [24, 32,33,34,35]. For example, based on fixed point theorems for monotone and mixed monotone operators in a normal cone, Duan, Liao and Tang [19] prove that the nonlinear matrix equation
always has a unique positive definite solution, and a multi-step stationary iterative method is proposed to compute the unique positive definite solution. Recently, Ran and Reurings [20] showed an analogue of Banach’s fixed point theorem in partially ordered sets for solving the general nonlinear matrix equations
where Q is a positive definite matrix and \(A_1,...,A_m\) are arbitrary \(n \times n\) matrices, and F is a continuous and monotone map from the set of positive definite matrices to itself. In [18], the authors studied a parametric nonlinear elliptic problem driven by the (p, q)-Laplacian operator and with singular, concave and convex terms. By employing a topological approach based on the Schauder-Tychonov fixed-point theorem, positive solutions and a bifurcation-type theorem describing the changes in the set of positive solutions were derived.
This paper is organised as follows. In Sect. 2, we firstly calculate the eigenvalues of the Hessian matrix with an augmented term, and then give the definition of lower and upper solutions and a lemma which will be used in the rest of this paper. In Sect. 3, we find more appropriate upper and lower solutions of the equation and give the proof of our main results. In Sect. 4, two examples are given to illustrate our main results.
2 Basic Definitions and Preliminaries
Let
Then we have the following Lemma.
Lemma 2.1
Assume that \(v:[0,+\infty )\rightarrow \mathbb {R}\) is a \(C^2\) radially symmetric function with \(v'(0)=0,\) and \(\varsigma :[0,+\infty )\rightarrow \mathbb {R}^+\) is a \(C^1\) radially symmetric function. Then for \(u(x)=v(r)\) where \(r=|x|\), we have \(u(x) \in C^2(\mathbb {R}^n)\). Moreover the vector of eigenvalues of \(D^2u-\varsigma (x) I\) and the augmented k-Hessian operator \(\varrho _k(D^2u(x)-\varsigma (|x|)I\) are as follows
where I denotes the unit matrix.
Proof
Firstly, for \(u\not =0, 1\le i,j\le n,\) it follows from \(u(x)=v(r)\) that
where
Thus by using (2.3) and \(v'(0)=0\), one has
and
So (2.3) and (2.6) imply that \(u(x) \in C^2(\mathbb {R}^n)\).
In what follows, we calculate the eigenvalues of \(D^2u(x)-\varsigma (|x|) I\). To do this, let
and \(x=(x_1,x_2,\cdot \cdot \cdot ,x_n)\), then
Thus
Therefore, the eigenvalues of the matrix \(D^2u(x)-\varsigma (r) I\) are
Consequently, it follows from (2.6) to (2.9) that (2.1) holds. From the definition of \(\varrho _k\), it is easy to obtain the Eq. (2.2). \(\square \)
It follows from Lemma 2.1 that in radial coordinates, the equation (1.1) is equivalent to the following equation (also see [16])
which can be written in the following equivalent form
Remark 2.1
How to eliminate the effects of \( kC_{n-1}^{k-1}\varsigma '(r) r^k(v'(r)-\varsigma (r) r)^{k-1}\), in order to transform (2.11) into an effective integral equation, is still an open problem. In this paper, we only focus on the Hessian Eq. (1.1) under the case where the augmented term is \(-\alpha I\), namely \(\varsigma (r)=\alpha \).
Lemma 2.2
Assume that f(r) is a continuous function on \((0,+\infty )\) satisfying \(f>\alpha _0\) and \(\varsigma (r)=\alpha \). Let \( v(r)\in C[0,1]\ \cap C^1(0,1)\) satisfies
then \(v(r)\in C^2[0,1]\) and satisfies (2.10).
Proof
Firstly, it is obvious that \(v(1)=0\) from (2.12). Moreover,
and
that is
Hence it follows from (2.15) and L’Hôpital’s rule that
which implies that \(v(r)\in C^1[0,1].\)
On the other hand, we have
and for any \(r\in (0,1)\), by (2.15), we also have
Thus (2.17) and (2.18) imply that \(v(r)\in C^2[0,1].\)
Finally, by using \(v'(0)=0, v(1)=0\) and integrating (2.18), we get that v satisfies (2.10). \(\square \)
In order to establish the existence of solutions of the Eq. (2.10), we choose \(X=C[0,1]\) as our work space, which is a Banach space with the norm \(||v(r)||=\max _{r\in [0,1]}|v(r)|\). Then define an integral operator T as follows
In the following, we give the definitions of the upper and lower solutions for the Eq. (2.10).
Definition 2.1
A function \(v\in X\) is called a lower solution (resp. upper solution) of (2.10) if
It follows from Lemma 2.2 that we have the following comparison principle.
Lemma 2.3
If \(v \in C([0,1], \mathbb {R})\) satisfies
Then \((-1)^k(v'(r)-\alpha r)^k\ge 0,\ r\in [0,1].\)
Proof
Let \(h(r)\ge 0\) and
Then
\(\square \)
3 Main Results
In this section, we first list the hypotheses to be used in this paper.
(F) For any constant \(\varpi >0\),
Denote a constant
Let \(X=C[0,1]\), and define a cone \(K=\{v\in X: v(r)\ge 0\}\) and a subset \(K^*\) of X
Theorem 3.1
Suppose \((\textbf{G})\) and \((\textbf{F})\) hold. Then the singular augmented Hessian Eq. (1.1) has at least one positive solution u(x) satisfying the following asymptotic properties
Proof
We firstly show that \(T: K^* \rightarrow K^*\) is completely continuous.
Indeed, for any \(v\in K^*\), by using the definition of \(K^*\), for any \(r\in [0, 1]\), there exists \( 0<\lambda _{v}<1\) such that
Since T is non-increasing on v, it follows from (3.1) to (3.2) that
Thus T is uniformly bounded.
In addition, we also have
Take
then by (3.3) and (3.4), one has
which implies that \(T(K^*)\subset K^*.\)
On the other hand, it is obvious that T is continuous in X and also equicontinuous on any bounded set of \(K^*\). It follows from the Arezela-Ascoli theorem that \(T:K^* \rightarrow K^*\) is completely continuous.
Next by Lemma 2.2 and (2.19), we get
In the following, we shall find a pair of lower and upper solutions for the augmented Hessian Eq. (2.10). By (3.3), (3.4) and \((\textbf{G})\), one has
Let
then by (3.6), we have
Moreover, from (3.7) and noting that T is a decreasing operator, it follows that
and
i.e.,
Let
In the following, we show that \(\zeta (r),\beta (r)\) are a pair of lower and upper solutions of the Eq. (2.10). In fact, it follows from \((\textbf{G})\) that T is a decreasing operator with respect to v, thus by (3.6)–(3.10), we have \(\zeta (r), \beta (r)\in K^*\) and
Next, from (3.5) to (3.11), one gets
and
Moreover, by (3.5) and (3.10), we get that \(\beta \) and \(\zeta \) satisfy
Thus (3.6)–(3.14) imply that \(\beta (t)\) and \(\zeta (r)\) are a pair of upper and lower solutions of the eq. (2.10) with \(\zeta (r), \beta (r)\in K^*\).
Define an auxiliary function
and consider the following modified equation
Let us define an operator S in X
By Lemma 2.2, the fixed point of S is the solution of the boundary value problem (3.16). So we firstly seek for the fixed point of the operator S.
It follows from \(\zeta \in K^*\) that there exists a constant \(0<\lambda _\zeta <1\) such that
Thus from (3.15) to (3.17), for all \(v\in X\), one has
Hence S is bounded. As F is continuous, \(S: X \rightarrow X\) is also continuous.
Let \(B \subset X\) be a bounded set, then for any \(v\in B\), there exists a positive constant \(M>0\) such that \(||v||\le M\). Now let
and for any \(\epsilon > 0\), take
then for any \(r_{1},r_{2} \in [0,1]\) with \( \mid r_{1}-r_{2}\mid <\sigma \), we have
which implies that S(B) is equicontinuous.
From the Arzela-Ascoli theorem, \(S:X\rightarrow X\) is a completely continuous operator. Consequently, by the Schauder fixed point theorem, S has a fixed point u such that \(u=Su\).
Next we show that the fixed point u of the operator S is also the fixed point of the operator T. Indeed, by the definition of F, we only need to prove
Firstly we prove \(u(r)\le \beta (r)\), \(r\in [0,1]\). To do this, let us construct a function as follows:
then
Since \(\beta (r)\) is the upper solution of the problem (2.10) and u is a fixed point of S, one has
Moreover, it follows from \((\textbf{G})\), (3.11) and the definition of F that
By using (3.23) and (3.21), one has
Thus it follows from (3.24), (3.21), (3.22) and Lemma 2.3 that
Consequently, by (3.21), one has
From (2.15), we get
Hence (3.25) and (3.26) yield \(\beta '(r) \le u'(r)\). Integrating the above inequality from r to 1, we have \(u(r) \le \beta (r)\) on [0, 1]. In the same way, one also has \(u(r) \ge \zeta (r)\) on [0, 1]. Hence we obtain
Thus we have \(F(u(r))=f( u(r)),\ r\in [0,1]\), that is, u(r) is also a fixed point of T, and so it is a positive solution of the singular augmented Hessian Eq. (1.1).
Finally, it follows from (3.27) to (3.11) that
i.e.,
\(\square \)
Theorem 3.2
Suppose f satisfies the following condition
\((\mathbf {G^*})\) \(f:[0,+\infty )\rightarrow (\alpha _0,+\infty )\) is continuous and non-increasing, where \(\alpha _0>(C_n^k)^{\frac{1}{k}}(\alpha +2)\).
Then the nonsingular augmented Hessian eq. (1.1) has at least one positive solution u(x) satisfying
Proof
In this case, we choose
as work space. Let
then we have \(\beta (r), \zeta (r)\in K \) and
Consequently, one has
and
Hence from (3.29) to (3.31), \(\zeta (r)\) and \(\beta (r)\) are still a pair of upper and lower solutions of the equation (2.10), respectively. Proceeding as in the proof of Theorem 3.1, we get that T has a fixed point \(u\in K\) satisfying (3.28). So we complete the proof of Theorem 3.2. \(\square \)
4 Examples
In this section, we give two examples to illustrate our main results.
Example 4.1
Consider the following singular augmented Hessian equation
where \(\Omega \) is a unit open ball. Then the singular augmented Hessian Eq. (4.1) has at least one positive radial solution u satisfying the asymptotic properties
Proof
Take \(k=3,\ \alpha =5, \ n=4, \ \alpha _0=14, \ f(u)=u^{-\frac{1}{4}}+14,\) then \(f:(0,+\infty )\rightarrow (14,+\infty )\) is continuous and non-increasing, with \(\alpha _0=14 >(C_n^k)^{\frac{1}{k}}(\alpha +2)=7\root 3 \of {4}\). Thus \((\textbf{G})\) holds.
For any \(\varpi >0,\) through some calculation, we have
Hence \((\textbf{F})\) holds.
Now we calculate \(\vartheta \) step by step as follows
Since \(k=3,\ \alpha =5, \ n=4,\) we have
Thus it follows from Theorem 3.1 that the conclusion is valid. \(\square \)
Example 4.2
Consider the following nonsingular augmented Hessian equation
where \(\Omega \) is a unit open ball. Then the nonsingular augmented Hessian Eq. (4.4) has at least one positive radial solution u satisfying the asymptotic properties
Proof
Take \(k=3,\ \alpha =5, \ n=4, \ \alpha _0=14, \ f(u)=\frac{1}{u^4+1}+14,\) then \(f:(0,+\infty )\rightarrow (14,15]\) is continuous and non-increasing, with \(\alpha _0=14 >(C_n^k)^{\frac{1}{k}}(\alpha +2)=7\root 3 \of {4}\). Thus \((\textbf{G})\) holds.
For any \(\varpi >0,\) noticing
we have the following estimate
Hence \((\textbf{F})\) holds.
In the following, we caculate the value of \(\vartheta \) by (4.5) and obtain
Hence it follows from Theorem 3.2 that the conclusion holds. \(\square \)
5 Conclusion
The equation with form (1.1) arises in the theory of geometric optics [17]. Following the work of Caffarelli, Nirenberg and Spruck [3] on fully nonlinear Hessian equations (corresponding to \(\varsigma (x) \equiv 0\) in (1.1)), a lot of work has been devoted to equations of the form (1.1). In this work, by finding more appropriate upper and lower solutions, we establish the existence of positive solutions for a singular Hessian equation with a negative augmented term. We also remove a critical condition required in the existing work [7] and fill the gap in the work [7]. Thus our main results can be applied to handle some geometric optics models with the negative augmented term. However the problem for the case where the augmented term is a general matrix function A(x, u, Du) reminds an open problem for further research. In future work, we will continue to focus on the existence of solutions for the Hessian equation with the general augmented term.
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Zhang, X., Chen, P., Wu, Y. et al. Existence of Positive Solutions for a Singular Hessian Equation with a Negative Augmented Term. Qual. Theory Dyn. Syst. 23, 89 (2024). https://doi.org/10.1007/s12346-023-00943-4
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DOI: https://doi.org/10.1007/s12346-023-00943-4